Original Paper
Abstract
Background: Spinal disorders are highly prevalent worldwide with high socioeconomic costs. This cost is associated with the demand for treatment and productivity loss, prompting the exploration of technologies to improve patient outcomes. Clinical decision support systems (CDSSs) are computerized systems that are increasingly used to facilitate safe and efficient health care. Their applications range in depth and can be found across health care specialties.
Objective: This scoping review aims to explore the use of CDSSs in patients with spinal disorders.
Methods: We used the Joanna Briggs Institute methodological guidance for this scoping review and reported according to the PRISMA-ScR (Preferred Reporting Items for Systematic Reviews and Meta-Analyses Extension for Scoping Reviews) statement. Databases, including PubMed, Embase, Cochrane, CINAHL, Web of Science, Scopus, ProQuest, and PsycINFO, were searched from inception until October 11, 2022. The included studies examined the use of digitalized CDSSs in patients with spinal disorders.
Results: A total of 4 major CDSS functions were identified from 31 studies: preventing unnecessary imaging (n=8, 26%), aiding diagnosis (n=6, 19%), aiding prognosis (n=11, 35%), and recommending treatment options (n=6, 20%). Most studies used the knowledge-based system. Logistic regression was the most commonly used method, followed by decision tree algorithms. The use of CDSSs to aid in the management of spinal disorders was generally accepted over the threat to physicians’ clinical decision-making autonomy.
Conclusions: Although the effectiveness was frequently evaluated by examining the agreement between the decisions made by the CDSSs and the health care providers, comparing the CDSS recommendations with actual clinical outcomes would be preferable. In addition, future studies on CDSS development should focus on system integration, considering end user’s needs and preferences, and external validation and impact studies to assess effectiveness and generalizability.
Trial Registration: OSF Registries osf.io/dyz3f; https://osf.io/dyz3f
doi:10.2196/53951
Keywords
Introduction
Background
Spinal diseases are a group of conditions that affect the spinal column, leading to various symptoms ranging from pain to paralysis. The types of conditions may include spinal stenosis, herniated disc, scoliosis, osteoporosis, and degenerative disc disease, each with a unique etiology [
]. These conditions can be caused by various factors, such as genetic predisposition; age-related degeneration; trauma; infections; autoimmune and metabolic disorders; and lifestyle choices, including posture, exercise, and weight management [ ]. Low back pain (LBP) is a significant health problem highly associated with spinal disorders [ ], which affected an estimated 7.5% of the world’s population in 2017, with approximately 568.4 million cases reported worldwide in 2019 [ ]. It has prevailed as the leading cause of disability worldwide, contributing to 63.7 million years lived with disability as of 2019, influencing people of working age (from 20 to 65 years) and beyond [ ]. In 2017, the cost of LBP topped the health care spending in the United States, estimated at US $134.5 billion [ ]. Furthermore, LBP leads to wage and productivity losses, reflecting high costs to society [ - ]. Consequently, significant research efforts have been placed on spinal disorders, including technological patient management.Presently, physicians are encouraged to deploy an evidence-based approach toward diagnosis and treatment by considering the best scientific (ie, matching symptoms and signs with relevant investigations and ensuring that the radiological features are concordant with the observed symptoms and signs) or research evidence and clinical experience while considering patients’ values and preferences [
]. However, the overwhelming number of scientific publications makes it challenging for physicians to stay updated with the latest evidence. To address this issue, computer-based tools, such as clinical decision support systems (CDSSs), can be used.CDSSs are computerized tools used in health care to provide personalized treatment recommendations, aid in clinical diagnosis, and predict patient-specific outcomes and prognoses [
]. These tools significantly enhance disease management in health care by improving diagnostic accuracy through timely information and narrowing down potential conditions [ ]. It ensures that evidence-based treatment recommendations align with current medical guidelines, aiding medication management with alerts for interactions and allergies [ ]. In personalized medicine, CDSSs use genetic data for tailored treatment plans [ ]. They allow the optimization of health care workflows, reduces errors, and improves communication among professionals, thereby enhancing patient outcomes and efficient health care delivery [ ]. The CDSSs can be broadly classified into knowledge-based and non–knowledge-based systems. Knowledge-based CDSSs use rules to match patient data with preset knowledge domains based on up-to-date, evidence-based clinical information, from which the best recommendations can be derived [ ]. In contrast, non–knowledge-based systems use data-driven methods such as artificial intelligence (AI) or machine learning to make predictions or decisions. Although limited by their lack of transparency and auditing capability, non–knowledge-based systems can provide alternative perspectives and highlight potentially overlooked factors [ ]. Recently, newer methods have been developed to interpret some AI findings, offering the possibility of greater acceptance of the non–knowledge-based methodology [ , ].A systematic review and meta-analysis reported a 10% to 20% decrease in morbidity when CDSSs were used in patient care [
]. Physicians using CDSSs are more likely to order appropriate treatment or therapy and make fewer medication errors, thereby improving overall patient safety [ , ]. Despite these successes, research regarding the use of CDSSs in spinal disorders is still in its infancy, with much to be explored.Objectives
Previous reviews have investigated the diagnostic and predictive performances of AI and machine learning [
- ]. However, no systematic or scoping review on the use of CDSSs in patients with spinal disorders has been identified. Therefore, this scoping review aimed to assess the extent of the literature in which CDSSs were implemented in clinical practice to assist health care professionals in offering personalized and meaningful care for patients with spinal disorders. The following review questions were answered: (1) Which CDSS tools can be identified in the current literature on spinal disorders? (2) What are the different purposes that the CDSS tools serve for spinal disorders? (3) How are these CDSS tools developed and assessed for effectiveness? and (4) What are the user’s perceptions and experiences regarding the use of CDSS tools?Methods
Overview
This review was conducted using the Joanna Briggs Institute (JBI) methodological guidance for scoping review and reported according to the PRISMA-ScR (Preferred Reporting Items for Systematic Reviews and Meta-Analyses Extension for Scoping Reviews) statement [
, ]. The protocol for this review was registered in the Open Science Framework.Eligibility Criteria
The following inclusion criteria were used to determine study inclusion: (1) the study examined the CDSS use in patients with spinal disorders affecting the spinal column, cord, nerves, discs, or vertebrae in the cervical, thoracic, lumbar, or sacral regions of the spine and those with back pain, neuropathic pain, numbness, abnormal sensation, or tension caused by spinal issues; (2) all types of CDSS were considered, including integrated or independent systems, with purposes including diagnosis, disease or treatment prognosis, and treatment management of spinal disorders; (3) all participants were considered, with no restrictions placed on their cultural or racial background, geographic location, sex, or clinical management setting (acute or community); and (4) there were no restrictions placed on the study type, design, or source. The studies were excluded if they did not involve human participants, did not use a digitalized solution for ease of accessibility and use, were not applied in a clinical setting, or were reviews.
Search Strategy
Both published and unpublished studies were located through PubMed, Embase, Cochrane, CINAHL, Web of Science, Scopus, ProQuest, and PsycINFO databases from inception until October 11, 2022. A limited initial search of PubMed was conducted to identify related articles and gather relevant keywords to develop a complete search strategy. The search strategy (
) was formed using the main concepts, including clinical decision support system and spinal disorders, combined with Boolean operators of AND and OR. The keywords and index terms were adapted for each database, and the reference lists of the included sources were screened for additional relevant studies. No limitations were placed on the sources’ language or date of publication to ensure that all relevant information on the topic was captured. In addition, sources of unpublished studies or gray literature, such as ClinicalTrials.gov, the International Standard Randomized Controlled Trial Number Register, the World Health Organization International Clinical Trials Registry Platform, and the Directory of Open Access Journals, were also searched.Source of Evidence Selection
Potential records were collated and uploaded to EndNote 20 (Clarivate), with duplicates removed [
]. Two independent reviewers (ZAT and QYCH) screened the titles and abstracts based on the eligibility criteria. The full text of potentially relevant studies was retrieved and further assessed for eligibility by both reviewers. The studies that did not meet the inclusion criteria were recorded and reported in the scoping review. Any disagreements between the 2 reviewers at each stage of the selection process were resolved through discussion or involving an additional reviewer (BB).Data Extraction and Synthesis
Data were extracted from the studies by 2 independent reviewers (ZAT and QYCH) using a data charting form adapted from the standardized data extraction tool of the JBI [
]. The extracted data included details about the participants, concept, context, study methods, and key findings relevant to the review questions. Iterative updates to the charting table allowed for the addition of valid unforeseen data [ ]. We organized the research according to the applications examined and summarized the characteristics of each group, including the settings, participants, study designs, performance measures, and overall conclusions.Results
Study Selection
A total of 26,828 records were identified from PubMed, Embase, Cochrane, CINAHL, Web of Science, Scopus, ProQuest, and PsycINFO databases. Of these, 73 (0.27%) full-text papers were retrieved after screening titles and abstracts and assessed against predetermined eligibility criteria (
); eventually, 31 (0.16%) studies were included for synthesis in this review, as summarized in . The studies were conducted in the United States (13/31, 42%), Australia (4/31, 13%), the Netherlands (3/31, 10%), Switzerland (2/31, 7%), Germany (3/31, 10%), Canada (1/31, 3%), Russia (1/31, 3%), Sweden (1/31, 3%), Ireland (1/31, 3%), South Korea (1/31, 3%), and the United Kingdom (1/31, 3%).CDSS name and study | Country and setting | Study design (date) | Population | Sample size, N | Female, n (%) | Age (y), mean (SD) | |||||
Preventing unnecessary imaging | |||||||||||
Choosing Wisely recommendation (Stanson Health), Chen et al [ | ], 2020United States and single institution ambulatory clinic | CDSS testing: pre-post study (March 1, 2015, to April 30, 2017) | Patients with acute low back pain | Not reported | Not reported | Range 18 to 69 | |||||
NEXUSb clinical decision rule (Medweb), Goergen et al [ | ], 2006Australia and single institution emergency department | CDSS testing: prospective cohort study (October 2001 to September 2002) with historical controls (June 2000 to July 2001) | Patients with cervical spine trauma | Cohort: 353 and control: 403 | Cohort: 156 (45) and control: 190 (47) | Cohort: 32 (23-45)c and control: 32 (24-49)c | |||||
Combined NEXUS criteria and CCSRd CDSS, Hynes et al [ | ], 2020Ireland, and single institution emergency department | CDSS testing: prospective cohort study (March to April 2017) with historical controls (March to April 2016) | Patients with cervical spine trauma | Not reported | Not reported | Not reported | |||||
ACPe APSf guideline derived CDSS, Ip et al [ | ], 2014United States, and primary care service in an integrated health system with a quaternary care hospital and outpatient network | CDSS testing: prospective cohort study (2007 to 2010) with control cohort derived from NAMCSg | Patients with low back pain | Cohort: 21,445 and control: 2240 | Cohort: 14,950 (69.7) and control: 1283 (57.3) | Cohort: 53.0 (15.6) and control: 50.5 (15.8) | |||||
ACRh select tool (National Decision Support Company), Mallavarapu and Christiason [ | ], 2020United States, and emergency department of a 204-bed community hospital | CDSS testing: interrupted time series from 12 months before and 10 months after modification | Patients with low back pain | Not reported | Not reported | Not reported | |||||
Choosing Wisely Canada CDSS, Min et al [ | ], 2017Canada and single institution emergency department | CDSS testing: retrospective pre-post study from January 1, 2013, to May 31, 2016 | Patients with acute low back pain | Not reported | Not reported | Not reported | |||||
ACR appropriateness criteria CDSS (Institute of Clinical Systems Improvement), Solberg et al [ | ], 2010United States and multispecialty medical group primary care clinics | CDSS testing: retrospective pre-post study (2006 to 2007) | Patients requiring MRIi spine | Cohort: 148 cases and control: 151 cases | Overall: 62% | 57.8 | |||||
Zafar et al [ | ], 2019United States and tertiary academic health system with 8 PCPj practices | CDSS testing: RCTk with varying intervention periods; baseline period (March 1, 2012, to October 4, 2012), intervention period 1 (February 6, 2013, to December 31, 2013), and intervention period 2 (January 14, 2014, to June 20, 2014, and September 4, 2014, to January 21, 2015) | Physicians ordering imaging for patients with low back pain | 108 PCPs | Not reported | Not reported | |||||
Diagnostic tool | |||||||||||
Benditz et al [ | ], 2019Germany and single hospital orthopedic department | CDSS testing: cross-sectional correlational study | Patients with back pain | 111 | 53 (47.7) | 59.47 (15.81) | |||||
Benditz et al [ | ], 2021Germany and single hospital orthopedic department | CDSS testing: cross-sectional study | Patients with back pain | 86 | 40 (47) | 51 (17) | |||||
Lin et al [ | ], 2006United States and Europe: nationwide pain clinic in United States and clinics in Europe | CDSS development and testing: cross-sectional study | Patients with low back pain | 180 | Not reported | Not reported | |||||
Peiris et al [ | ], 2014Australia and nationwide primary care clinics | CDSS development and testing: mixed methods study | Patients with back pain | Overall, not reported and 20 GPsl (recruited for qualitative portion) | 7 (35) | 8 (40) patients aged <50 y, 8 (40) patients aged 50 to 59 y, and 3 (15) patients aged >60 ym | |||||
Kim et al [ | ], 2022South Korea and single institution hospital | CDSS testing: cross-sectional study | Patients with postural spinal deformity | 140 | 81 (57.86) | 24.94 (17.36) | |||||
The Vertebral Compression Fracture tool, Wang et al [ | ], 2011United States | CDSS development: cross-sectional study (not reported) | Patients with vertebral compression fractures | 128 | Not reported | Not reported | |||||
Prognostic tool | |||||||||||
The Seattle Spine Score (Virginia Mason Medical Center), Buchlak et al [ | ], 2017United States and single high-volume hospital | CDSS development and testing: retrospective predictive modeling study | Patients with spinal deformity and those who had undergone surgery | 136 | 100 (73.5) | 63.2 (11.2) | |||||
Simple Brace Predictor (University of Alberta Edmonton), Chalmers et al [ | ], 2015United States, and single institution scoliosis clinic | CDSS development and testing: retrospective chart review | Patients with adolescent idiopathic scoliosis | Training data set: 62 and test data set: 28 | 75 (83.3) | 13.5 (1.7) | |||||
The Dialogue Support (Swedish Society of Spinal Surgeons), Fritzell et al [ | ], 2022Sweden and a nationwide study (data from Swespine) | CDSS development and testing: retrospective chart review | Patients with lumbar disc herniation, lumbar spinal stenosis, degenerative disc disease, and cervical radiculopathy and those who underwent surgery. | 87,494 | Not reported | Not reported | |||||
Subgroups for Targeted Treatment (STarT) Back screening tool (Keele University), Hill et al [ | ], 2008United Kingdom and 8 primary care general practices | CDSS development and testing | Patients with nonspecific back pain | CDSS development sample: 131 and validation sample: 500 | CDSS development sample: 77 (60) and validation sample: 293 (59) | CDSS development sample: 44 (10.0) and validation sample: 45 (9.7) | |||||
SCOAP-CERTAINn tool (SCOAP-CERTAIN), Khor et al [ | ], 2018United States and 15 Washington state hospitals | CDSS development and testing: prospective registry | Patients who have undergone lumbar spinal surgery | 1583 | 944 (59.6) | 61.3 (12.5) | |||||
SpineSage (University of Washington), Lee et al [ | ], 2014United States, 2 academic institutions | CDSS development and testing retrospective chart review | Patients who had undergone spina surgery | 1476 | 634 (43) | 49.4 (20.0) | |||||
Cleveland Lumbar Spine Surgery risk calculator (Cleveland Clinic), Lubelski et al [ | ], 2021United States and single tertiary care institution | CDSS development: retrospective chart review | Patients who had undergone lumbar spine surgery | 2996 | 1386 (46) | 58.3 (15.0) | |||||
Dartmouth Back Treatment Outcomes Calculator (Dartmouth College), Moulton et al [ | ], 2018United States and multidisciplinary spine centers and web-based consumer reports subscribers | CDSS testing; cross-sectional study | Web-based subscribers of consumer reports and patients presenting with IDHo, SpSp, or DSq | 1256 consumer participants and 68 patient participants | Consumer: 336 (27) and patient: 30 (44) | Consumer: 67 (9.3) and patient: 59 (16) | |||||
Schulthess Klinik Prognostic tool (Schulthess Klinik), Müller et al [ | ], 2021Switzerland and single institution hospital | CDSS development: prospective cohort study | Patients with thoracic, lumbar, or cervical spinal degenerative disease | 8374 | 4471 (53.4) | 63.9 (14.3) | |||||
SCOAP-CERTAIN tool (SCOAP-CERTAIN), Quddusi et al [ | ], 2020Netherlands and Dutch specialist short-stay spine center | External validation of prediction model | Patients with transforaminal lumbar interbody fusion or posterior lumbar interbody fusion | 100 | 49 (49) | 50.4 (11.4) | |||||
FUSE-ML (Machine Intelligence in Clinical Neuroscience & MICrosurgical Neuroanatomy laboratory), Staartjes et al [ | ], 2022Multinational and multicenter (Switzerland, Netherlands, Italy, South Korea, France, and Austria) | CDSS development and testing | Patients who had undergone lumbar spinal fusion for degenerative disease | CDSS development sample: 817 and validation sample: 298 | CDSS development sample: 468 (57.3) and validation sample: 192 (64.4) | CDSS development sample: 61.19 (12.3) and validation sample: 59.73 (12.6) | |||||
Treatment recommendation | |||||||||||
Benditz et al [ | ], 2019Germany and single hospital orthopedic department | CDSS testing: cross-sectional correlational study | Patients with back pain | 111 | 53 (47.7) | 59.47 (15.81) | |||||
Byvaltsev and Kalinin [ | ], 2021Russia and single hospital | CDSS testing: prospective cohort study with retrospective controls | Patients who had undergone lumbar spinal surgery | 59 prospective cohort and 196 retrospective controls | Prospective cohort: 21 (35.6) and retrospective control: 59 (30.1) | Not reported | |||||
Downie et al [ | ], 2020Australia and community pharmacy setting | CDSS development: mixed methods cross-sectional study | Patients with lower back pain | 5 practicing community pharmacists | Not reported | Not reported | |||||
Back-UP (Horizon 2020), Jansen-Kosterink et al [ | ], 2021Netherlands and community setting | CDSS testing: mixed methods study | Patients with chronic lower back pain | 98 PCPs | 47 (48) | 48 (12.2) | |||||
Subaxial Injury Classification (SLIC) CDSS (Kubben), Kubben et al [ | ], 2011Netherlands and not specified | CDSS development: Descriptive study | Patients with subaxial cervical spinal injury | Not reported | Not reported | Not reported | |||||
Peiris et al [ | ], 2014Australia and nationwide primary care clinics | CDSS development and testing: mixed methods study | Patients with back pain | Overall, not reported; 20 GPs (recruited for qualitative portion) | 7 (35) | 8 (40) patients aged <50 y, 8 (40) patients aged 50 to 59 y, and 3 (15) patients aged >60 y |
aCDSS: clinical decision support system.
bNEXUS: National Emergency X-Radiography Utilization Study Group.
cMedian (IQR).
dCCSR: Canadian Cervical Spine Rule.
eACP: American College of Physicians.
fAPS: American Pain Society.
gNAMCS: National Ambulatory Medical Care Survey.
hACR: American College of Radiology.
iMRI: magnetic resonance imaging.
jPCP: primary care provider.
kRCT: randomized controlled trial.
lGP: general practitioner.
mOne response was missing for age value.
nSCOAP-CERTAIN: Surgical Care and Outcomes Assessment Programme-Comparative Effectiveness Translational Network.
oIDH: intervertebral disc herniations.
pSpS: spinal stenosis.
qDS: degenerative spondylolisthesis.
Study Characteristics
The use of CDSSs in spinal disorders is summarized into 4 major categories based on their primary purpose and application, as presented in
: of 31 CDSSs, 8 (26%) were for the prevention of unnecessary imaging, 6 (19%) were for diagnostic applications, 11 (35%) were for prognostic applications, and 6 (19%) were for treatment recommendations. Only 5 (16%) of the 31 studies investigated user perceptions and experiences concerning the use of CDSSs [ , , , , ].CDSSs for Preventing Unnecessary Imaging
Of the 31 CDSS studies reviewed, the implementation and results of the 8 (26%) CDSSs used to determine if radiologic imaging was necessary for patients with lower back pathologies [
, - , ], patients with cervical spine trauma [ , ], and patients in general [ ] are presented in . The CDSSs were mainly embedded into the electronic health record system or the computerized physician order entry, apart from the guidelines proposed by Goergen et al [ ], which used a physical report card and independent software. These CDSSs were often implemented in health care settings, such as the emergency departments, where patients with back pain or cervical spine trauma were first seen by the physicians. They functioned as alerts to remind physicians to consider whether spinal imaging is necessary and can take different forms, including hard-stop, soft-stop, and passive alerts. Hard-stop alerts aim to prevent the physician from proceeding with imaging orders that do not meet the guideline requirements. In contrast, soft-stop alerts may allow the physician to continue with the ordered imaging but require them to provide a reason. Passive alerts only require acknowledgment and do not require further user interactions. Although some studies did not specify the type of alert used, the information provided in the studies allowed for inference that all studies used a soft-stop alert, excluding 1 study that used a passive alert function [ ].CDSS name and study | CDSS type | Features of the CDSS | Results |
Choosing Wisely recommendation (Stanson Health), Chen et al [ | ], 2020Knowledge based |
|
|
NEXUSd clinical decision rule (Medweb), Goergen et al [ | ], 2006Knowledge based |
|
|
Combined NEXUS criteria and CCSRf CDSS, Hynes et al [ | ], 2020Knowledge based |
|
|
ACPg APSh guideline derived CDSS, Ip et al [ | ], 2014Knowledge based |
|
|
ACRk select tool (National Decision Support Company), Mallavarapu and Christiason [ | ], 2020Knowledge based |
|
|
Choosing wisely Canada CDSS, Min et al [ | ], 2017Knowledge based |
|
|
ACR appropriateness criteria CDSS (Institute of Clinical Systems Improvement), Solberg et al [ | ], 2010Knowledge based |
|
|
Zafar et al [ | ], 2019Knowledge based |
|
|
aCDSS: clinical decision support system.
bCT: computed tomography.
cMRI: magnetic resonance imaging.
dNEXUS: National Emergency X-Radiography Utilization Study.
eImaging guidelines given in a form of pocket card and posters, with small group teaching sessions.
fCCSR: Canadian Cervical Spine Rule.
gACP: American College of Physicians.
hAPS: American Pain Society.
iCPOE: Computerized provider order entry.
jLBP: low back pain.
kACR: American College of Radiology.
lEHR: electronic health record.
mED: emergency department.
nCDS: clinical decision support.
The included studies reported ≥1 of the following outcomes: change in the frequency of imaging order, change in the frequency of imaging order 1 to 30 days after LBP presentation, and adherence to order guidelines. All studies reported a decrease in imaging ordered on the initial presentation of LBP after the implementation of a CDSS, although the decrease was not clinically relevant in some studies [
, ]. Ip et al [ ] reported a notable increase (22.7%; P=.03) from 2.2% (188/8437) to 2.7% (352/13,008) in the lumbar spine–magnetic resonance imaging (LS-MRI) ordered by outpatient specialists within 30 days of the patient’s primary care visit. This increase may be explained by the fact that the CDSS intervention was implemented in the primary care setting but not in the outpatient setting. However, when considering the total percentage of the LS-MRI orders for LBP visits before and after CDSS implementation, there was a statistically significant decline (12%; P=.002) from 8.9% (753/8437) to 7.8% (1009/13,008) in imaging orders after adjusting for outpatient specialist orders.Zafar et al [
] compared the outcomes of different CDSS deliveries for LS-MRI orders [ ]. The CDSS report cards that were generated every 4 to 6 months led to fewer magnetic resonance imaging (MRI) orders (50/1739, 2.9%) for cases compared with immediate CDSS alerts (94/2021, 4.7%).Furthermore, CDSSs, generally, were reported to improve adherence to imaging guidelines. For example, Hynes et al [
] reported a 99.2% adherence rate to the established imaging guidelines after CDSS implementation (125 indicated imaging out of 126 total imaging), an increase of 22.5% (76.7 to 99.2%) from preimplementation [ ]. Similarly, Solberg et al [ ] discovered a reduction of 20% in the volume of MRI spine orders and an increase in the appropriateness of MRI spine orders based on health impacts [ ].Diagnostic CDSS
Of the 31 studies reviewed, 6 (19%) explored diagnostic CDSSs (
) and 3 (10%) examined the accuracy of CDSS compared with expert or gold standard diagnoses [ , , ]. A moderate agreement was found between the CDSS and expert diagnoses for back pain (Cramer V=0.424) [ ]. A higher agreement of 67% (58/86) of the cases between the CDSS and expert diagnosis (Cramer V=0.711) was found for patients with spinal disorders in general [ ]. Another study by Lin et al [ ] found that a CDSS performed a diagnosis comparable to that of experts and correctly recommended 75.82% of diagnoses based on gold-standard criteria [ ]. In a recent study by Kim et al [ ], the CDSS diagnosis demonstrated a 94% agreement with the gold-standard radiographic assessment for scoliosis, with higher agreement reported for patients within the normal and mild postural deformation range [ ].CDSS name and study | CDSS type | Features of the CDSS | Results |
Benditz et al [ | ], 2019Knowledge based |
|
|
Benditz et al [ | ], 2021Knowledge based |
|
|
Lin et al [ | ], 2006Knowledge based |
|
|
Peiris et al [ | ], 2014Knowledge based |
|
|
Kim et al [ | ], 2022Nonknowledge based |
|
|
Vertebral Compression Fracture tool, Wang et al [ | ], 2011Knowledge based |
|
|
aCDSS: clinical decision support system.
bInterpretation of Cramer V effect size measurement of association: effect size ≤0.2: weak association, <0.2 effect size ≤6: moderate association, and effect size >0.6: strong association.
cMRI: magnetic resonance imaging.
Prognostic CDSS
Of the 31 CDSS studies reviewed, 11 (35%) prognostic CDSS studies (
) were knowledge based [ , , - , ], with regression-based predictive algorithms. White-box models were used across all studies; most CDSSs were presented as web-based calculators, whereas others were presented as independent software. Prognostic CDSSs are used for various purposes, most commonly to predict the likelihood of complications, functional outcomes, pain, and quality of life following spinal surgery (8/11, 73%). Other purposes included predicting the outcome of brace treatment for adolescent idiopathic scoliosis (1/11, 9%), the risk of back pain chronicity (1/11, 9%), and treatment outcomes between surgical and nonsurgical options for spinal disorders (1/11, 9%). Regarding rigor, external validation was only available for 3 (27%) CDSS models (FUSE-ML, Surgical Care and Outcomes Assessment Programme-Comparative Effectiveness Translational Network Tool, and STarTBack), and an impact study was only performed for the StarTBack model.A total of 2 key aspects, namely discrimination and calibration, are often measured to evaluate the performance of a model. Discrimination can be assessed using various measures such as area under the receiver operating characteristics, accuracy, sensitivity, positive predictive values, negative predictive values, R2 measure or value, or any specific statistic measure, such as Nagelkerke, c-index, mean absolute error, and root mean square error. In contrast, calibration can be evaluated using techniques such as calibration plot, calibration intercept and slope, and the Hosmer-Lemeshow chi-square statistic.
The impact study was the only study that conducted a clinical impact testing follow-up, as reported by Foster et al [
]. This study developed an innovative web-based calculator that assesses patients’ risk of developing chronic LBP and offers tailored treatment options for each risk stratum. Results from the impact study revealed small but significant improvements (P=.03) in Roland-Morris disability scores, with a mean difference of 0.71 (95% CI 0.06-1.36) compared with usual care after 6 months of implementation. Furthermore, the group with a higher risk of developing chronic LBP experienced a large and clinically significant improvement. Work absence was also reduced by 50% (4 days instead of 8 days; P=.03), and there was a 30% decrease in prescriptions for sickness certificates (45/368, 12.2% vs 40/554, 7.2% cases; P=.03).CDSS name and study | Outcome | Input variables | Internal validation | External validation | ||
Discrimination | Calibration | Discrimination | Calibration | |||
Seattle Spine Score (Virginia Mason Medical Center), Buchlak et al [ | ], 2017Percentage of likelihood of complications occurring within 30 d | Age, BMI, gender, smoking status, anemia, diabetes, and hypertension |
|
| Not reported | Not reported |
Simple brace predictor (University of Alberta Edmonton), Chalmers et al [ | ], 2015Scoliosis progression | In-brace correction and scoliometer measurements |
| Not reported | Not reported | Not reported |
The Dialogue support (Swedish Society of Spinal Surgeons), Fritzell et al [ | ], 2022GAd pain and satisfaction | Diagnosis group, operated levels, clinical department type, age, gender, employment, disability or retirement pension, health profile, smoking history, previous spinal surgery, quality of life, comorbidity, back-specific information, walking distance, duration and severity of preoperative pain in legs and back, and ODIe |
|
| Not reported | Not reported |
Subgroups for Targeted Treatment (STarT) Back screening tool (Keele University), Hill et al [ | ], 2008Risk of chronicity | Referred leg pain, comorbid pain, disability, bothersomeness, catastrophizing, fear, anxiety, and depression |
| Not reported |
| Not reported |
SCOAP-CERTAINg tool (SCOAP-CERTAIN), Khor et al [ | ], 2018, external validation, Quddusi et al [ ], 2020Functional outcome, back pain, and leg pain | Age, gender, insurance, race or ethnicity, ASAh score, smoking status, prior surgery, spondylolisthesis, disc herniation, postlaminectomy, failed back syndrome, stenosis, pseudarthrosis, radiculopathy, prescription opiate use, asthma, baseline ODI and NRSi score |
|
|
|
|
SpineSage (University of Washington), Lee et al [ | ], 2014Occurrence of medical complications after spinal surgery | Age, gender, smoking status, alcohol use, diabetes, BMI, insurance status, surgical approach, revision surgery, region, diagnosis, surgical invasiveness, and medical comorbidity |
| Not reported | Not reported | Not reported |
Cleveland Lumbar Spine Surgery risk calculator (Cleveland Clinic), Lubelski et al [ | ], 2021Postoperative EDl visit or readmission, and quality of life | Race, marital status, symptom duration, BMI, CCIm, foraminal stenosis, disc herniation, spondylolisthesis, radiculopathy, procedures (eg, ALIFn, PLIFo, and TLIFp, posterolateral lumbar fusion, and decompression), number of operated levels, preoperative Pain and Disability Questionnaire score, and EQ-5Dq |
|
| Not reported | Not reported |
Dartmouth back treatment outcomes calculator (Dartmouth College), Moulton et al [ | ], 2018Physical function, pain, sleep, sex life, and satisfaction with symptoms | Age, gender, height, weight, bothersomeness, back and leg pain, numbness, leg weakness, leg pain while sitting, activity level, employment status, smoking status, duration of sciatica worsening, work compensation, hypertension, depression, education level, physical therapy, sleep, and sex life | Not reported | Not reported | Not reported | Not reported |
Schulthess Klinik Prognostic Tool (Schulthess Klinik), Müller et al [ | ], 2022Back and leg pain, COMIs, impairment, symptom-specific well-being, quality of life, social disability, and work disability | Preoperative axial and peripheral pain, catastrophizing, fear-avoidance beliefs, comorbidity, age, BMI, nationality, previous spinal surgery, type and spinal level of intervention, number of affected levels, and surgeon seniority | Not reported | Not reported | Not reported | Not reported |
FUSE-ML (Machine Intelligence in Clinical Neuroscience & MICrosurgical Neuroanatomy laboratory), Staartjes et al [ | ], 2022Functional outcome and back and leg pain | Age, gender, surgical indication, index level, height, weight, BMI, smoking status, ASA score, preoperative opioid use, bronchial asthma, prior thoracolumbar spinal surgery, race or ethnicity, surgical approach, pedicle screw insertion, ODI or COMI, and leg and back NRS |
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aCDSS: clinical decision support system.
bAUC: area under the curve.
cHLT: Hosmer-Lemeshow Test.
dGA: general anesthesia.
eODI: Oswestry Disability Index.
fAUROC: area under the receiver operating characteristics.
gSCOAP-CERTAIN: Surgical Care and Outcomes Assessment Programme-Comparative Effectiveness Translational Network.
hASA: American Society of Anesthesiologists.
iNRS: Numeric Rating Scale.
jPPV: positive predictive value.
kNPV: negative predictive value.
lED: emergency department.
mCCI: Charlson Comorbidity Index.
nALIF: anterior lumbar interbody fusion.
oPLIF: posterior lumbar interbody fusion.
pTLIF: transforaminal lumbar interbody fusion.
qEQ-5D: EuroQOL-5D.
rC-index: concordance.
sCOMI: Core Outcome Measures Index.
CDSS for Treatment Recommendation
Of the 31 CDSS studies reviewed, studies exploring the use of CDSS for treatment recommendations for spinal disorders were divided into 2 categories based on their focus: 2 (6%) CDSSs for recommendations for spinal surgery [
, ] and 4 (13%) CDSSs for treatment of LBP [ , , , ] ( ). All CDSSs were knowledge based, except for 1, which was structured on medical ontology and fuzzy logic principles [ ]. The system inputs required to generate personalized treatment recommendations include symptoms, clinical findings, and instrumental findings.Byvaltsev and Kalinin [
] studied using a CDSS to recommend total disc replacement, minimally invasive rigid stabilization, and open rigid stabilization [ ]. The researchers observed lower pain levels and improved functional status 6 months after surgery among those who received treatment recommendations using the CDSS [ ]. Those who underwent minimally invasive rigid stabilization had better outcomes 3 months after surgery [ ]. In the work of Benditz et al [ ], although 49.6% (55/111 cases) of the treatment recommendations made by the CDSS were consistent with those of spinal surgeons, 36% (40/111) were overestimated and 14.4% (16/111) were underestimated [ ]. In contrast, a study by Downie et al [ ] revealed that CDSS recommendations were highly concordant with those made by pharmacists for cases involving self-care (18/20, 90%), medications (25/25, 100%), and referral advice (22/25, 88% [ ]).Study and CDSS name | CDSS type | Features of the CDSS | Outcomes measured | Results |
Benditz et al [ | ], 2019Knowledge based |
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Byvaltsev and Kalinin [ | ], 2021Nonknowledge based |
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Downie et al [ | ], 2020Knowledge based |
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Back-UP (Horizon 2020), Jansen-Kosterink et al [ ], 2021 | Knowledge based |
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SLICd CDSS (Kubben), Kubben et al [ | ], 2011Knowledge based |
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Peiris et al [ | ], 2014Knowledge based |
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aCDSS: clinical decision support system.
bDSS: decision support system.
cODI: Oswestry Disability Index.
dSLIC: Subaxial Injury Classification.
User’s Perception and Experience
Of the 31 CDSS studies reviewed, 5 (16%) studies examined the user acceptability of CDSS use and gathered feedback for improvement [
, , , ]. User perceptions were mixed, with the most receptive toward CDSS use [ , , ] because it provides evidence-based content to support patient care and empowerment by involving patients in decision-making. Some perceived the use of CDSS as additional work [ ], while others doubted the tool’s accuracy owing to the complexity of LBP [ ]. However, in cases where physicians felt that complex treatment or imaging was not recommended, CDSSs were found helpful in supporting their recommendations and reassuring patients about the decision [ ]. Furthermore, the physicians were more likely to use CDSS if it lightened their workload or improved their efficiency [ ].Discussion
Principal Findings
We identified 4 major applications of the CDSS: preventing unnecessary imaging, aiding diagnosis, aiding prognosis, and suggesting treatment options. Only 2 studies used non–knowledge-based algorithms for diagnosis and treatment recommendations, whereas knowledge-based algorithms were the most commonly applied approach. Common input variables included age, gender, height, smoking status, education level, employment status, race or ethnicity, medical comorbidities, preoperative pain and disability, previous spinal surgery, symptom duration, surgical approach and intervention, BMI, American Society of Anesthesiologists score, and surgical diagnosis.
CDSS for Preventing Unnecessary Imaging
MRI detects soft tissue abnormalities [
], but the increased cost, time, and logistical demands compared with other imaging techniques make its use inconsistent with value-based care for nonspecific indications [ ]. The National Emergency X-Radiography Utilization Study criteria, Canadian Cervical Spine Rule, and American College of Physicians and American Pain Society guidelines were created to direct the diagnosis and treatment of back pain and suspected spinal injury [ , ]. However, adherence to these guidelines is poor owing to defensive medicine, the continued use of unnecessary imaging to avoid missing serious pathologies [ , ].Integrated CDSSs offer 2 benefits. First, they act as gatekeepers by adding an extra step before imaging is ordered [
]. Second, they educate or remind physicians of the existing guidelines, reducing the need to memorize multiple protocols [ ]. Most studies have found that using the CDSS decreases the number of imaging tests ordered both at the time of the initial LBP visit and up to 30 days after the visit. However, other studies have not found a significant decrease in imaging orders, suggesting a potential mistrust of the system or a lack of awareness of imaging guidelines [ ]. Furthermore, an insignificant decrease in imaging order may arise from the decision to use computerized tomography or x-ray instead of MRI, which could be more appropriate for some patients [ ].The use of alert-based CDSS raised concerns about alert fatigue, where repeated alerts may lead to physicians ignoring system prompts. Unnecessary imaging frequency was reduced when CDSS-generated report cards were distributed to physicians every 4 to 6 months compared with real-time alerts [
]. Furthermore, the ease of use of CDSS can hinder proper imaging if separate software is required, requiring the physician to toggle between the ordering and the CDSS system. In addition, the lack of real-time consequences for ignoring prompts may contribute to the continuation of unnecessary imaging practices.Diagnostic CDSS
In general, diagnostic CDSSs operate through questionnaires that generate probable diagnoses. CDSS-generated diagnoses were found to be primarily concordant with expert or gold-standard recommendations, indicating potential feasible use. Despite its ability to provide reliable diagnoses, most studies still recommend using the diagnostic CDSS as an aid instead of a replacement for the expertise and judgment of trained and experienced health care professionals [
, , ]. In addition, patient-provider interactions are essential, and a human connection is a part of building a healing and therapeutic relationship [ ]. Health care providers can assess a patient’s physical and emotional well-being better than a machine, which is only as good as its algorithm. As an aid, diagnostic CDSS could allow a brief initial assessment of the patient’s condition and assist in triaging, allowing patients with critical spinal disorders to receive early attention [ , ].To ensure generalizability and continued validity of the CDSS, it is crucial that regular updates with the latest evidence-based information be made available to the system [
]. Meanwhile, given the lack of non–knowledge-based CDSS for spinal diagnostic purposes, AI or machine learning algorithms should be explored. The potential of AI in the field of diagnosis remains to be fully tapped, especially in the areas of computer vision and image recognition. There are promising signs of the increased prominence of diagnostic CDSSs and their ability to produce faster and more accurate findings [ ].Prognostic CDSS
All the included prognostic CDSS studies used white-box models. This model allows for the adaptation and modification of variables to identify areas for optimization to improve the outcomes [
]. Traditional statistical methods for prognostic modeling use simpler computation methods that allow insight into causal effects [ ]. In contrast, machine learning methods are often referred to as black-box models owing to the computational complexity that allows for fast and accurate predictions but at the cost of transparency. Previous research has shown that machine learning models may perform poorer than traditional statistical methods, suggesting that this tradeoff is not justified [ ]. The poorer performance may have resulted from using low-dimensional data; however, with the increasing availability of high-dimensional data and repositories of large data sets, such as biomarkers and imaging techniques, machine learning could have a competitive advantage over traditional statistics [ ].The prognostic CDSS systems are currently available as independent programs, as most are in the process of development or testing, and specialized sets of algorithms and flexibility for adjustments are required. Such an implementation could also be intentional to ease access for the users of a different electronic system, reduce the cost of integration, and ensure the confidentiality of data [
].The prognostic CDSSs reviewed in our study were fragmented in their methodology, and none were ready for clinical implementation. The emergence of prognostic models employing AI and big data has been on the rise. However, reviews have identified poor standardization and quality of their development [
, ]. Previous reviews found that most prognostic model research ends with model development, with only a small number of studies performing external validation and even fewer conducting impact studies [ ]. This aligns with the findings of our review, in which the included studies were found not to adhere well to standards, limiting the model’s validity, generalizability, and application in real-world clinical settings. Only 2 (6%) of the 31 included studies [ , ] used a reporting guideline, namely the Transparent Reporting of a Multivariable Prediction Model for Individual Prognosis or Diagnosis statement [ ]. Future developments should adhere to the Prognosis Research Strategy prognostic model research framework, which emphasizes model development, external validation, impact testing [ ], and reporting guidelines to ensure standardization and generalizability of the models.The predictive ability of prognostic models is expected to weaken with time owing to changes in diagnostic and treatment approaches [
]. Therefore, it may be more beneficial to improve and recalibrate existing models instead of developing new models. In addition, including biomarkers and imagery data may improve model performance, but caution should be taken to address issues such as class imbalances, missing data, and the need for adequate validation [ ]. Although adding more variables to a model can increase its predictive power, it can also make the model less user-friendly. To balance the tradeoff between accuracy and user-friendliness, parsimonious models that include only the most important or highly correlated predictors of the outcome are preferred. Techniques such as recursive feature elimination, principal component analysis, factor analysis, and multidimensional scaling can be used to identify key predictors [ ].CDSS for Treatment Recommendation
According to Benditz et al [
], only 49.6% of the treatment recommendations made by the CDSS agreed with those of the physicians [ ]. Although this low level of concordance may be seen as a problem and may affect confidence in the use of the CDSS, it is important to note that concordance is not necessarily the best indicator of performance; instead, testing the clinical effects of treatment options recommended by the CDSS may be a more accurate method to assess its performance.Suggestions to improve the acceptance and usability of CDSSs include integrating them into the existing workflow and clinical decision-making processes [
]. This integration eases access to evidence-based information, encouraging use and adherence to the best practice guidelines [ ].Although the CDSS has been widely accepted for recommending treatment or management of spinal disorders, concerns and suggestions have been raised. The top barrier to CDSS use is interference with physician autonomy [
]. The physicians may feel threatened by CDSS recommendations and worry that they may eventually diminish their role in the care process [ ], leading to questions about their competence [ ]. In addition, ease of use is a common barrier; some physicians have negative sentiments toward the simplicity of their CDSS [ ]. Furthermore, physicians are unwilling to use CDSS if it increases the time and cost [ ]. Involving clinicians in the development of CDSS can improve system acceptance and adoption by ensuring that it meets the needs and preferences of users.Strengths and Limitations
This review was conducted rigorously and adhered to established guidelines, including the JBI methodological guidance for scoping reviews and the PRISMA-ScR statement, ensuring transparency and credibility of the review [
, ]. In addition, 2 independent reviewers (ZAT and CQYH) were involved in the complete review process, which reduced potential biases. Furthermore, a systematic search was used to ensure a comprehensive coverage of the available literature.Owing to the heterogeneous nature of the data included in this review, statistical analysis was not feasible, even among studies with similar objectives. Therefore, a rigorous and transparent scoping review was conducted to elucidate the mechanisms of action, effectiveness, and user acceptance of the CDSS for spinal disorders, with the hope of fostering interdisciplinary understanding and collaboration.
The methodology of this scoping review did not require a formal quality assessment of the included studies, and consequently, such an evaluation was not conducted. We recognize that the quality of the literature incorporated is crucial in shaping the outcomes of this study, thus constituting a limitation to the findings. During the screening process for study inclusion, interrater reliability was not systematically evaluated, representing another acknowledged limitation of this study. However, to address potential inconsistencies in judgment, we actively engaged in discussions and sought the input of a third reviewer (BB) to reach a consensus.
The current implementation of CDSSs for spinal disorders is fragmented and inconsistent, which poses a challenge to comprehending and advancing this field. The lack of a standardized reporting structure in the reviewed studies presents a limitation in quantifying the effectiveness of the CDSS. To better understand the impact of CDSS on health care delivery and optimize its use in clinical practice, further research with standardized reporting methods is needed.
Our recommendation for future work is to focus on assessing the quality of prediction models while adhering to transparent reporting guidelines, such as the Transparent Reporting of Multivariable Prediction Models for Individual Prognosis or Diagnosis—Systematic Reviews and Meta-Analyses [
]. Specifically, we suggest systematically evaluating models using validated tools, such as the Checklist for Critical Appraisal and Data Extraction for Systematic Reviews of Prediction Modeling Studies to extract prognostic model studies and the Prediction Model Study Risk of Bias Assessment Tool to assess the quality of these models [ , ]. It is important to prioritize these efforts to ensure that the models are thoroughly evaluated and that their quality is properly assessed before application.Conclusions
Previous studies assessing CDSS effectiveness typically focused on the concordance between CDSS recommendations and health care providers’ decisions. A more favorable approach involves directly comparing CDSS suggestions with real clinical outcomes. To enhance CDSS development, future research should prioritize seamless system integration, considering end users’ requirements. In addition, investigations into external validation and impact studies are essential for a thorough evaluation of the system’s effectiveness across diverse health care settings. Emphasizing these factors will contribute to a more robust understanding of CDSS performance and its potential for broader implementation in the clinical practice for spinal disorders.
Acknowledgments
The authors would like to express their gratitude to the Research Council of Norway for funding and support throughout the course of this study. The funder played no role in the study design, data collection, analysis and interpretation of data, or writing of this manuscript.
Authors' Contributions
ZAT, BB, MP, MG, and HGH jointly conceived and designed this review. ZAT and QYCH were responsible for data collection, analysis, interpretation, and manuscript drafting. HWDH, MP, and MG provided valuable clinical and methodological insights. BB oversaw data interpretation and critically reviewed and revised the manuscript. HGH supervised the study and critically reviewed and revised the manuscript. All the authors made substantial contributions and approved the content of the manuscript.
Conflicts of Interest
None declared.
Search strategy for PubMed.
DOCX File , 20 KBPRISMA ScR Checklist.
PDF File (Adobe PDF File), 102 KBReferences
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Abbreviations
AI: artificial intelligence |
CDSS: clinical decision support system |
JBI: Joanna Briggs Institute |
LBP: low back pain |
LS-MRI: lumbar spine–magnetic resonance imaging |
MRI: magnetic resonance imaging |
PRISMA-ScR: Preferred Reporting Items for Systematic Reviews and Meta-analyses Extension for Scoping Reviews |
Edited by G Tsafnat; submitted 28.10.23; peer-reviewed by L Yu, A Montazeri; comments to author 25.01.24; revised version received 29.01.24; accepted 10.02.24; published 19.03.24.
Copyright©Zheng An Toh, Bjørnar Berg, Qin Yun Claudia Han, Hwee Weng Dennis Hey, Minna Pikkarainen, Margreth Grotle, Hong-Gu He. Originally published in the Journal of Medical Internet Research (https://www.jmir.org), 19.03.2024.
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